The Self in Brain Research
This essay is divided into three sections. The first
one describes the process in which science progresses and why, based on the
rules of this model, there has been a shift from psychoanalysis to behaviorism
and from that school of thought to neuroscience. The second section compares
the treatments derived from these three perspectives in terms of effect size,
relapse, and long-term outcomes. The last division proposes a new paradigm
shift, grounded in the pros and cons of each field, towards
neuropsychoanalysis.
As mentioned before, the first focus of this paper
will be to describe the cycles, which elucidate how science develops throughout
time, proposed by the physicist and historian Thomas Kuhn. He made a notable
contribution in philosophy of science when he introduced the concept of
paradigm shifts in his book The Structure
of Scientific Revolutions. This notion could be summarized as a cycle that
science goes through composed of five steps: normal science, model drift, model
crisis, model revolution, and paradigm shift.
The first part of the cycle represents the agreed conditions
in which science operates and is able to conduct further research. Religion,
which was one of the first attempts at explaining natural phenomena, will be
used as an example to describe each of the five steps in Kuhn’s concept. An
example of how it was used as normal science would be that the existing
knowledge about the past and every future discovery in nature could be
explained with religious doctrine. Specifically, by using religion as a model
to interpret phenomena, illnesses and the recovery from them were attributed to
supernatural phenomena. This is seen in ancient Greek religion, which credited
Asclepius, the Greek God of medicine, with medical recoveries.
Additionally, discoveries could also be interpreted
within the same model. For example, Judeo-Christian scripture asserts that
humans were created in one day. However, after Charles Darwin developed the
concept of evolution, a large portion of the catholic church stated that the
first chapter of the Bible was meant to be taken metaphorically rather than
literally. As well as stating that evolution was true, but it was God that either
made it happen, facilitated it, or provided the correct ingredients for it to
occur.
The second step, the model drift, is when scientists
start encountering questions that the existing model cannot answer. It is
evident that there are questions that religion, as a model, cannot answer. For
example, the fact that a person’s health improved or deteriorated depending on
their diet suggested that diseases had a biological basis rather than a
supernatural one. In other words, the conflict can be seen in question that asks
whether illnesses have a biological cause or supernatural entities have an
effect in biology and that is why scientists and doctors see medical
improvements after a change in diet.
Nevertheless, the questions that it does solve are explained
within the parameters of the model. For example, people followed a series of religious
rituals, including prayer, in order to have a successful harvest. On one hand, when
this occurred, it was because the Greek Goddess Demeter was content with the
rituals. On the other hand, when there was not a successful harvest,
individuals would make the claim that Demeter was not satisfied. However, when
individuals realized that the success of crops depended on different factors
such as the land, weather, and fertilizer, rather than Demeter, they
categorized agriculture in the realm of natural phenomena, while other unknown
processes such as rain were still considered as part of religion. The notion in
this model that what cannot be explained by biology, physics, etc., is caused
by supernatural entities belongs to a concept known as God of the gaps. For
example, in the Bible, diseases have a supernatural cause, unless the
biological one is known. A specific instance of this would be that individuals
thought boils had a natural cause and to treat it, they used a “poultice of
figs”. On the other hand, the origin of leprosy was unknown, which meant that
its origin was attributed to God and people prayed to be healed.
Going back to the competing theories of whether
illnesses had a biological basis or it was a supernatural entity having an
effect on the physiology of an individual, it is important to note why in
science the former is favored over the latter. This preference comes from the
concept Occam’s razor, also known as the law of parsimony, developed by the
theologian and philosopher William of Ockham. He asserted that when a number of
competing theories are present, the simple one should be chosen over a complex one.
By returning to the previous example, it becomes evident that one theory
consists of one factor, which would be a biological abnormality, and the other one
depends of two, which would be a supernatural entity and the biological
abnormality. Based on Occam’s razor, the former should be favored for its
simplicity. Otherwise, scientists would be confronted with more conflicting
questions such as why supernatural entities have to intervene in biological
processes to create diseases rather than just causing them without intervention
or how a supernatural entity interacts with biology.
In addition, there is another reason why, according to
the law of parsimony, scientists use biology, rather than religion, as the
foundation for treating illnesses. As stated before, the two competing options
were either a physiological basis for disease or a supernatural being having an
effect on human biology. Either way, by only studying physiology, scientists do
not need to discard any theory since they both have biology as the cause of
disease, as well as evidence supporting them. In other words, by reducing
theories to a model that consists only of its most basic elements that have
evidence, scientists can continue to conduct research without the conflict that
arises of having two competing theories present.
However, when there are enough problems present that
the current model cannot answer, it is generally agreed that the model should
be dropped. This would be the third step: model crisis. Nevertheless, a model
is abandoned only when there is another one that can solve the problems its
predecessor could not. For example, Newton proposed laws of motion and
gravitation that had evidence supporting them. Nevertheless, physicists could
not determine the motion of the moon based on Newton’s law. In order to obtain
it, some scientists tried to change it by substituting the inverse square law with
one that diverged from it at shorter distances. Since there were not enough
puzzles unsolvable by this model, it remained unchanged until 1750, when there
was a paradigm shift.
The fourth step would be a model revolution. This is
when a new model is created, one that is incompatible with the old one, but it
is better at answering questions the old model could not. By retaining the
example of religion, it would be evident that this could be exemplified by the four-temperament
theory that was incorporated into medicine by the philosopher Hippocrates. This
consisted of four bodily fluids: black bile, yellow bile, sanguine, and phlegm.
When they were balanced, an individual would be healthy, but when there was any
lack of stability of any of the fluids, a series of different ailments would arise.
The new model of temperaments is better than the previous one for two main
reasons. The first one is that it was able to answer some of the questions
religions could not. For example, when a person got better after getting
treatment with a variety of herbs and foods, but one who did not get treatment
did not get better, religion was not able to solely claim God as the reason why
people got better. Instead, they had to accept a biological component. Thus,
doctors started to treat diseases as a physical problem rather than a
supernatural one. The second reason is that treatments started to be
individualized. Each disease was given a specific treatment and this was more
helpful than treating them all equally. Finally, a paradigm shift, which is the
last step, consists of adopting the new model. This would mean that, once again,
scientists go back to the first step turning this new model into normal
science.
In psychology, there have been different models that
attempt to explain behavior and mental processes such as psychoanalysis, behaviorism,
and neuroscience. The first model, which was founded by Sigmund Freud, consists
of a paradigm that revolved around the mind. Freud, who was a neurologist,
divided the mind into three parts in two different instances. The first time,
he stated that the three divisions were the conscious, the preconscious, and
the unconscious. The former contains everything an individual is aware of. For
instance, when a person thinks of what they are going to wear for the day. The
preconscious contains notions that a person is not aware of but can bring to
the conscious if they choose to such as a person who is not consciously
thinking of what they wore the day before, but they can remember if they intend
to. Lastly, the unconscious contains material individuals are not aware of
because it is being repressed. The second time he divided the mind was into the
ego, the superego, and the id. To summarize them with the risk of
oversimplifying them, the ego regulates the social and moral demands from the
superego in order to satisfy the wishes and drive from the id.
In terms of normal science, phenomena would be
explained as a result of the different dynamics between this tripartite model.
For example, Freud theorized that dreams were the disguised fulfillment of
suppressed wishes demanded by the id. He asserted that children’s dreams were
easier to elucidate because their dreams were not censored. However, after an
individual reached a certain age, he or she would develop their superego, which
reminds the ego, that there are wishes that should not be fulfilled because of personal,
moral, social, political, and/or religious values and rules. The ego then
decides how the content should be distorted. If a wish does not break any of
the superego rules, then, there is minimal censorship such as a man who was
thirsty during the evening and dreams that he drinks water.
There are other phenomena that can be explained by
psychoanalysis in terms of the dynamics between the ego, superego, and id such
as jokes, parapraxes, religion, sexuality, development, emotions, etc. This
would constitute descriptive science. However, psychoanalysis can also be
applied as a form of therapy.
To examine its effectiveness in normal science,
psychoanalysis as a provider of treatment will be examined using its effect
size. This quantifies the difference between the experimental and control group
in standard deviation units. Specifically, an effect size of 0.2 would be
considered small, an effect size of 0.5 would be considered to have a moderate
effect, and a 0.8 would be considered a large effect size (Cohen, 1988). It is
important to first describe the effect size of psychotherapy in general. The
first major meta-analysis, which looked at 475 studies that compared people who
received therapy to those who did not, found an effect size of 0.85 (Smith,
Glass, & Miller, 1980), while a later study found an effect size of 0.75
(Lipsey and Wilson, 1993). This provides evidence that psychotherapy has a
large effect size and it is effective in treating mental illnesses.
In terms of psychoanalysis, the Cochrane Library
conducted a meta-analysis of 23 randomized trials with 1,431 patients (Abbass,
Hancock, Henderson, & Kisely, 2006). The meta-analysis looked at four types
of categories of symptoms, which were general symptoms, somatic symptoms,
anxiety symptoms, and depressive symptoms, of people who attended therapy for
forty hours and were compared to either a wait list, treatment as usual, or
minimal treatment. In addition, there were three different types of follow-up
periods. A short-term one, which was under three months, a medium-term, which
was between three and nine months, and a long-term, which consisted of anything
longer than nine months. For general symptoms, there was an effect size of 0.97
with an effect size of 1.51 after a long-term follow-up. For somatic symptoms,
it was 0.81 with a long-term follow up of 2.21 and anxiety had an effect size
of 1.08 with a follow up of 1.35. Finally, depressive symptoms had an effect
size 0.59 with a follow up of 0.98. This demonstrates that psychoanalysis
effectively plays the role as a descriptive and applied form of science in the
first step of Kuhn’s cycle.
However, it is not effective with every mental
illness. This qualifies it to be a model drift. For example, a study that
included four randomized trials and 528 patients compared psychoanalysis or
psychodynamic therapy, medication, and other types of therapy in their
treatment of schizophrenia (Malmberg, Fenton, &Rathbone, 2001). Malmberg
found that patients in psychodynamic therapy tended to remain unqualified to be
discharged compared to a group that only received medication. Moreover, he did
not find a difference between therapy and medication compared to medication
alone in terms of suicide or ability to be discharged. The authors also found
that it was unclear whether there was a difference in the number of patients
who were re-hospitalized after receiving long-term psychoanalytic therapy. In addition,
there was no difference between psychodynamic therapy and reality adaptive
psychotherapy in terms of re-hospitalization. However, patients tended to end
psychodynamic therapy before there was a clinically significant response compared
to the reality adaptive therapy. Finally, at a follow up of 12 months and one
of 3 years, it was found that less patients undergoing psychoanalytic therapy
needed extra medication compared to the group that received medication alone.
The authors’ conclusion was that since there was a small amount of studies that
studied therapy without medication, the results were still inconclusive.
Nevertheless, it is evident that medication is an important component that aids
people with schizophrenia and it should be combined with therapy (Malmberg,
Fenton, &Rathbone, 2001).
This, as it was stated before, is the second step in
Kuhn’s cycles of science. However, this is not enough to cause a paradigm
shift. What produces the model crisis was a focus on evidence-based empiricism
only. The reason for this shift was because there was evidence for different theories
based on models that conflicted with each other. One of them is psychoanalysis,
which had the mind as a foundation, and behaviorism, which was grounded around behavior.
An example of how the conflict is present can be seen in a research paper
written by John B. Watson, who was the founder of behaviorism. He affirms that
the concept proposed by Freud of transference, which Watson defines as
patients’ love reactions, is true. However, instead of this being a result of
the dynamics of the mind, which is the paradigm of psychoanalysis, it was an
outcome of habit formation, which is a concept derived from behaviorism (Watson, J. B., &
Morgan, J. J., 1917). Scientists at that time had to make a choice
between both of them and the decision made was taken for two reasons. The first
one, as it was mentioned before, was the focus on evidence-based empiricism. Since
there has not been empirical evidence of the mind, the idea was rejected. It is important to introduce the concept of monism
and dualism. The former asserts that individuals interpret reality with
something that is made up of one material, which could be either a psychical
apparatus like the mind or something made up of matter such as a brain. Dualism
asserts that the mind interacts with the body. Since there is no empirical
evidence for the mind, one type of monism is rejected. The other two possible alternatives
are a matter-based monism or dualism. However, by referring back to Occam’s
razor, dualism has to be rejected over monism since it is a more complex
theory. For these reasons, the model of behaviorism was accepted. Thus, forming
part of the last two steps of Kuhn’s cycle.
Nevertheless, it is important to mention that the
simplest theory is not always the correct one. After another paradigm shift, it
was agreed by the scientific community that behaviorism by itself was an
inadequate model. By trying to reduce everything to behavior, it ignored the
biological component to human nature. This was solved by combining both nature
and nurture. Thus, integrating neuroscience with behaviorism. As a form of
treatment, this resulted in psychopharmacology and cognitive behavioral therapy
(CBT). The effectiveness of both will now be presented to determine their
validity in replacing psychoanalysis and their role in normal science.
Before
examining the effectiveness of medication, it is important to describe how it
works in the brain. The brain is an organ made up of cells known as neurons, which
communicate using chemical signals that involve neurotransmitters such as
serotonin, norepinephrine, and dopamine. The turnover model, which is composed
of five steps, explains the process neurotransmitters undergo in order for them
to be released and have an effect. It is important to note that drugs
specifically target one or more of these steps in order to be effective. The
first step is biosynthesis, which is when the presynaptic cell synthesizes
neurotransmitters when a precursor interacts with an enzyme. For example, when
the precursor tyrosine interacts with the enzyme tyrosine hydroxylase, it
becomes L-Dopa, and when that precursor interacts with the enzyme DOPA
decarboxylase, the outcome is dopamine. Then, the second step is storage. This
is when the neurotransmitters are stored in vesicles, which fuse to the
membrane so they can be released. This release is the third step and it is
called exocytosis. Exo- meaning outside, cyto- meaning cell and -sis referring
to a process. In other words, the process in which a neurotransmitter is released
outside of the cell. Neurotransmitters travel into the space between the
presynaptic and postsynaptic cells, known as the synaptic cleft, where they
bind to the receptors located in the postsynaptic cells. After they bind, the
neurotransmitters have three options. The first one is that they can travel to
the extracellular space, thus, becoming lost. The second option is the fourth
step of enzymatic degradation. This refers to the fact that they can also be
broken apart by enzymes, such as monoamine oxidase (MAO). The final option and the
fifth step is reuptake, which describes how a neurotransmitter can be recycled
by a protein known as a transporter that picks it up and returns it to the
presynaptic cell where it can be reused later on. Another concept that is
important to explain would be of agonists and antagonists. The former simulates
a neurotransmitter by binding to the postsynaptic receptor and activating it.
The latter also binds to the postsynaptic receptors, but it blocks them, not
allowing the neurotransmitters to bind and activate them.
The most common type of an antidepressant is a
selective serotonin reuptake inhibitor (SSRI). This means that the drug blocks
the transporter that recycles serotonin. Therefore, this neurotransmitter
spends more time in the synaptic cleft. Thus, increasing the chances of binding
to the postsynaptic receptors. This suggests that depression is correlated with
not enough post-synaptic receptor activation by serotonin. Therefore,
neuroscience is effective at conducting normal science by describing phenomena
according to its model. However, it is now critical to examine its validity at being
an applied science.
To inspect the efficacy of antidepressants and CBT, the
STAR*D study will be examined. It became the largest study of depression
treatment to date by examining more than 4,000 patients in 41 different centers
across the United States (Gaynes et a., 2008). It consisted of four treatment levels.
In the first one, patients received the SSRI Citalopram for a period of 12 to
14 weeks. If the patients responded well to the medication, there would be a
follow-up period of 12 months where the patients were still under their
medication. If the Citalopram did not have an effect on the patient or if the
patient had severe side effects, they would continue to the second level, which
consisted of three major options. One of the major possibilities had three
subdivisions. The first one was either using another SSRI such as Sertraline
instead of Citalopram. The second option was using an antidepressant that
targeted a different neurotransmitter’s system such as Bupropion, which is a
norepinephrine-dopamine reuptake inhibitor (NDRI). The last possibility was
taking an antidepressant that worked within the serotonin and another neurotransmitter’s
system such as Venlafaxine, which is a serotonin-norepinephrine reuptake
inhibitor (SNRI). The second major option was either adding an NDRI
antidepressant to an SSRI such as Bupropion with Citalopram or an SSRI with
medication that would enhance it such as Buspirone, which is a serotonin
agonist. The third option was CBT by itself or paired with an SSRI. If after
there was no effect or if there were harsh side effects, patients were moved to
the third level.
This
new level consisted of either adding a new medication that had evidence of
aiding SSRIs such as Lithium, which helps synthesize serotonin or switching
medication that had a different mechanism of action such as Mirtazapine, which,
counterintuitively, works as a serotonin antagonist. As done in the levels
before this one, if patients did not get better or if their symptoms were
intolerable, they were moved to the fourth level. In this level, patients
received a new type of medication such as tranylcypromine, which is an MAOI, or
a combination of Venlafaxine and Mirtazapine. By covering every step in the
turnover model, scientists could find which system in the brain is responsible
for depression and how to target it.
It
took six weeks on average to see a response to the antidepressants and almost
seven weeks for individuals to obtain remission. Additionally, on average,
patients visited their doctor between five to six times. The remission rates
were on average of 67%. The rates per level were 33% for the first level, 24%
for the second one, 6% for the third, and 4% for the last level (Gaynes et al.,
2008). In addition, those who went through more levels had higher relapse rates
and were more likely, both patient and doctor, to settle for a response. After
follow-up, those that had achieved remission instead of response had a better
prognosis at the 12-month follow-up. Moreover, the relapse rates after the 12-month
follow-up period were 40.1% in the first step, 55.3% in the second, 64.6% in
the third, and 71% in the fourth step. The average months it took for
patients to relapse were 3.6 across all levels, 4.1 in the first level,
3.9 in the second one, 3.1 in the third, and 3.3 in the last level (Rush et
al., 2006). This means that, on average, by the second level more than half of
the participants were going to relapse on their depression within three months
of the follow-up period. In addition, it
is important to consider the size effect of medication. An FDA study found an
effect size of 0.26 for fluoxetine and sertraline, 0.24 for citalopram, 0.31
for escitalopram, and 0.30 for duloxetine. Moreover, a meta-analysis found an
effect of 0.17 for tricyclic anti-depressants (Moncrieff, Wessely, & Hardy,
2004) when compared to an active placebo.
It is crucial to describe
the negative characteristic of medication, which include its side effects. The
Food and Drug Administration (FDA) did a review in 2004 of clinical trials of patients
that took antidepressants, including, but not limited to, SSRIs. The conclusion
of the review was that there was an increase of risk of suicidal thinking and
behavior in children, adolescents, and young adults that were under
antidepressants
(Suicidality and Antidepressant Drugs - FDA., n.d.). Specifically, a
jump to four percent compared to two percent from the control group (“Antidepressant
Medications for Children and Adolescents,” n.d.). As a result of
antidepressants doubling the risk of suicidal behavior, the FDA put a black box
warning the following year in order to alert consumers. It is important to note
that there were no suicides committed in the study. In addition, another common
side effect is the worsening of depression. Therapy is usually paired with
medication to reduce these side effects.
In addition, the same
medication used as an antidepressant is given to people who have either a mood
or an anxiety disorder. According to the anxiety and depression association of
America (ADAA), anxiety and mood disorders are the most common mental illnesses
in the U.S. since they affect more than forty million Americans, totaling
around 18% of the population every year (“Facts & Statistics,” n.d.). The
side effects of the most common medication for PTSD include
convulsions, sudden loss of consciousness, loss of bladder control, muscle
spasms, blurred vision, dry skin, chest pain, weight gain or loss, hair loss,
heartburn, indigestion, and insomnia between others (“Sertraline Side Effects in Detail,” n.d.). This means that the majority of people who need
mental health treatment receive the same type of medication and may experience
the some of the same side effects.
The other form of treatment is Cognitive Behavioral Therapy. The remission and
relapse rates were already provided in the STAR*D study. The effect size of CBT
depends on what it is treating. Therefore, a meta-analysis that examined its
effectiveness on different disorders will be used. In the treatment of cannabis
dependence, CBT had efficacy. However, it was a small effect size compared to
other psychosocial treatments such as relapse prevention and medication showed a
greater size effect in treating other dependencies with other drugs such as
alcohol and opioids (Hofmann, S. G., Asnaani, A., Vonk, I. J., Sawyer, A. T.,
& Fang, A., 2014). In addition, CBT can reduce the positive symptoms of
schizophrenia and it is helpful when paired with antipsychotics in order to
treat acute episodes of psychosis. However, the effects disappear with patients
that live with a chronic disorder (Hofmann et al., 2014). It had little effect
on relapse and medium effect size for improvements in secondary outcomes such
as social anxiety.
Compared
to a wait list, in terms of major depressive disorder, CBT had an effect size
of 0.82 and compared to medication, it was 0.38 (Butler, A., Chapman, J.,
Forman, E., & Beck, A. 2006). However, CBT was as effective when compared
to other therapies such as psychodynamic therapy (Hofmann et al., 2014). In
addition, there is little evidence that CBT is effective in treating the
symptoms of bipolar disorder and the effects of it disappear at follow-up. With
general anxiety disorder (GAD), it has an effect size of .82 when compared to a
waitlist (Butler et al., 2006). In terms of personality disorders, a comparison
between CBT and psychodynamic therapy showed that the latter had a larger
effect size (Hofmann et al., 2014). For mood disorders, CBT was as effective as
psychodynamic therapy and interpersonal therapy.
Up until now, it seems that CBT and psychoanalysis are
equally effective in treating some disorders such as depression (Leichsenring, F., 2001). In addition, both tend to be
superior to medication. However, it is important to note that there is a
publication bias in favor of CBT and that its effect sizes are overestimated,
especially in lower quality research papers (Cuijpers et al., 2013).
Moreover, there is also a publication bias in favor of medication (Turner, E., Matthews, A., Linardatos, E., Tell, R.,
& Rosenthal, R., 2008). Moreover, a meta-analysis did not find a
publication bias in favor of psychoanalysis (Leichsenring, F., 2008). The bias for medication
is shown in a meta-analysis that examined 78 studies with 12, 564 patients and
12 antidepressant agents. Turner, along with other contributors of the
article, found that out of those 78 studies, 38 were positive and all of them
except one were published (Turner et al., 2008). Out of the thirty-six studies
left, 24 were and negative and 12 were questionable. From these, three were
published as unsuccessful, 22 were not published, and 11, while contradicting
the outcome of the FDA, were published as positive (Turner, 2008). The 51% of
positive studies had an average effect size of .37 for published studies and a
.15 for unpublished studies (Turner, 2008). The negative results are usually
left unpublished, and the positive ones, which have a tendency to be published,
only show a small effect size. This means that antidepressants are not as
efficient in achieving their purpose compared to other forms of therapy and
that there is a bias when it comes to publishing evidence on
psychopharmacology’s effects.
CBT
does not have side effects, but it does have limitations. One of them is its
lasting effects on patients. One study that examined the effectiveness of CBT
in anxiety disorders, which is the category where CBT is the most efficacious,
and psychosis found that the short-term outcomes disappear over long periods of
time. In addition, it did not matter whether the therapy was conducted in the
usual ten sessions or if it was a more intensive version. Moreover, CBT was not
more cost-effective when compared to other forms of therapy (Walley, 2006).
By
summarizing the data above, it becomes clear that psychoanalysis is a great
form of treatment. It is more effective than medication and CBT in some
disorders and equally as effective as CBT in others. However, the effect size
of CBT and medication are overestimated since there is a publication bias in
favor of them. This becomes alarming when it is shown that only half of the
studies done on antidepressants are positive. Moreover, psychoanalysis does not
share the same side effects of medication or the relapse rates of CBT and drug
treatments. In fact, after long-term follow ups it seems that patients that
underwent psychoanalytic therapy keep improving. For example, a study found
that psychoanalytic therapy had an effect size of 0.78 for mixed and moderate pathology
and an effect size of 0.94 at a follow up of 3.2 years, for reducing symptoms
it was 1.03, and 0.54 for personality change. For severe pathology, the effect
size was 0.94, 1.02 at a follow up of 5.2 years, and 1.11 in personality change
(Maat, S. D.,
Jonghe, F. D., Schoevers, R., & Dekker, J., 2009). For
psychoanalysis, there was an effect size 0.87, with a follow up of 1.18, a
symptom reduction of 1.38, and an effect size of .076 for personality change.
Thus
far only short-term psychodynamic psychotherapy has been examined. Therefore, evidence
for long-term will be examined. A meta-analysis that looked at eight studies
found that when compared with other types of therapy, long-term psychodynamic
therapy had an effect size of 0.96 compared to 0.47 in overall effectiveness, 1.16
compared to 0.61 in target problems, and 0.90 compared to 0.19 in personality
functioning (Leichsenring,
F., 2008).
The next important point is to explain the reasons why
psychoanalysis is so effective. One of the reasons might be that it is an
individualized form of treatment. Cognitive behavioral therapy is a scripted
treatment and the same dose of the same drug is given to relatively all
patients at the start of their treatment. Doses and the drug are later changed,
depending on how a person reacts to it. In addition, studies show that medication
does not work equally with different subgroups of people. One of them being
children and, as was mentioned before, side effects affect this population
differently. However, psychoanalysis is individualized from the start. As Carl
Jung, an important psychiatrist in the field of psychoanalysis, stated in his
book The Undiscovered Self: “For the
more a theory lays claim to universal validity, the less capable it is of doing
justice to the individual facts.” As mentioned before, one of the advantages
made from changing paradigms from religion to the four-temperament theory was
that the there was a change from equal treatment, which was prayer, etc., to a
treatment specific to each disease.
Another crucial
aspect is that it involves subjectivity. This goes against the objectivity
mindset of science. Therefore, the question arises of why it should be an
important part of the field. The answer is that the subjectivity avoided in
science belongs to the personal point of view of a scientist investigating an
object (i.e. a chemical, a cell, actual matter). However, humans are both an
object and a subject. It is true that individuals, objectively, share certain
experiences. Nevertheless, they also do it subjectively and this is overlooked
in neuroscience and CBT, which seems counterintuitive since it forms an
important component of the human experience. For example, neuroscientist and
psychoanalyst Mark Solms gives a description of why subjectivity can be an
important component. He describes five patients in his book The Feeling Brain: Selected Papers on
Neuropsychoanalysis.
The first one was Mrs. A, who was a retired nurse that
had suffered a ruptured aneurysm in the right middle cerebral artery of her
brain. Her symptoms included neglecting the left side of her body, recognizing
it belonged to her, and spatial disorientation, which are typical of her
injury. However, she was referred to a therapist for her depression, which is an
unusual symptom for her condition. In fact, it was affecting her so much that
she had attempted suicide twice. She reported that the cause of her depression
was because she kept losing everyday objects and because everybody hated her.
After further explanation, Mrs. A stated that these two causes were an outcome derived
from her loss of independence. The ironic thing is that she was indirectly
aware of her condition since she was conscious that people around her had to
take care of her, but she was not aware why. This notion of loss was
transferred to other familiar losses and she asserted that they also caused her
depression. These included the loss of her father, a hysterectomy, and everyday
objects.
After analysis, it was shown that she had denied the
loss by means of introjection. This was a concept developed by Freud in his
paper “Mourning and Melancholia.” In here, he asserted that when an object that
an individual ambivalent loved and was narcissistically invested in was lost,
the loss would be repressed by means of unconscious introjection. Since the
object was also hated, the individual has to despise himself or herself. This
occurs because the existence of the object undergoes introjection and no longer
conscious. This is what occurred to Mrs. A. Therefore, her idea that everyone
hated her was an internal projection that came from her hating her left side of
her body for losing her independence.
Two more patients, which Solms referred to as Mrs. B
and Mr. C, had experienced strokes on the right side of the brain. Since both
of them had the same physiological damages in the same part of the brain, they all
ended up sharing the same symptoms as Mrs. A. These ranged from the ignoring of
the left side of their bodies to the spatial disorientation with the exception
of Mrs. A’s depression. Instead, their symptoms included a shade of narcissism.
Their sense of superiority was paradoxical since they were demanding, but
unaware of the condition that made them dependent. Unconsciously, they were deeply affected by
the unilateral neglect. This is evident since after sessions “they understood a
sense of loss, humiliation, and failures.” As Freud asserted, a possible
defense is when there is an introjection of the libido of the object back into
the ego. So far it has become evident that the three patients have dealt with their
injuries by undergoing introjection part of themselves back into the ego, which
created the neglect of the injury.
The last two patients who suffered the same
physiological damage, Mr. D and Mr. E, were narcissistic in a different sense.
They were “impatient, imperious, obsessive, hyperactive, intolerant and
frustrated.” They made demands to the doctors to either cure their left side of
their body or amputate it. If it did not happen, they would either do it
themselves, kill the doctors, or kill themselves. They neglected the injury,
which had placed them in the hospital in the first place and blamed the doctors
for their condition. In this case, there was no introjection, but rather a
projection of the lost object and a hate towards it. In conclusion, the first
three patients internalized the lost object into their ego, where it was
attacked. This is evident in the notion that Mrs. A had depression and had
attempted suicide twice and Mrs. B and Mr. C on the crying in session consumed
over past losses. The last two patients projected the cause of the loss of the
object to the outside by claiming it was the doctors’ fault that they had the
alien limbs attached to them and it was their responsibility to amputate them.
In addition, the hate projected is seen in the threats made by the patients to
doctors and themselves.
The
important thing here is that all of the patients had suffered the same
physiological lesion in the same area of the brain. However, they handled their
injury in different ways. The loss of control over the left side of their body
was experienced as a narcissistic wound that was accompanied with a feeling of
loss and dependency of the object lost. There were two possible solutions as a
defense for this injury, which were either an introjection of the cathected
lost object or a projection. What these cases
suggest is that damage in the right hemisphere produces failure of the process
of mourning.
The
important point to note here is that they all had the same brain injury. If the
brain of the five patients had been examined with different tools there would
not be a difference that showed that the patients were processing their
injuries differently. It was only when subjectivity was involved that these
differences were noticed and treated, which could suggest why psychoanalysis is
better in treating some disorders than other treatments. This means that there
are two perspectives when treating and understanding a person. One of them is a
physical, which refers to neuroscience. As mentioned before, this field has an
advantage over psychoanalysis over some criteria such as the treatment of
schizophrenia or the ability to look at biological data. The other point of
view is psychical, which refers to psychoanalysis. As mentioned before, this
field has an advantage over neuroscience over some criteria such as the
treatment of depression and the ability to look at subjective data.
This
is why a new paradigm is in order. One that advocates for neuropsychoanalysis.
As it has been explained before, neuroscience has been conducting normal
science. For example, in terms of addiction, neuroscience asserts that in the
mesolimbic pathway there is a structure called the nucleus accumbens, which is
associated with the seeking of pleasure. From the same starting point of that
pathway, begins a different one called mesocortical pathway, which includes a
structure known as the prefrontal cortex that is in charge of inhibition,
planning, and regulating behavior. This is compatible with the Freudian model
of the mind. In fact, the nucleus accumbens shares the same functions as the id
and the superego shares similar functions with the prefrontal cortex. Moreover,
these brain areas are activated while a person dreams much as it would be
expected from the id and superego. In fact, damage to the ventromedial
prefrontal cortex is the only damage that can cause cessation of dreaming.
There is a model drift in neuroscience, which is that the treatments derived
from it are not as effective. A model crisis could be when it is seen that
neuroscience cannot account for subjectivity. As mentioned before, it can find
and explain the right hemisphere trauma, but it cannot predict or even look at
how individuals respond to this trauma. A model revolution would be the
proposal of a new paradigm shift, which in this case would be
neuropsychoanalysis. The same way there are tools used to find and treat
neurological injuries, the use of psychoanalytic techniques would be employed
to treat these psychological symptoms. For example, a CT scan would find the damage
in the right hemisphere of the brain and neuroscience would be able to explain
what caused the hemiplegia. However, the different symptoms of depression,
indifference, and obsession were only found by applying psychoanalytic therapy
and explained by introjection, denial, and projection, which are psychoanalytic
concepts.
Nevertheless, psychoanalysis does not only need to be
clinically effective to be used in a paradigm. This is clearly seen in the
early paradigms of hypnosis, where Mesmer, who was a key factor in the
foundation of hypnosis, explained it in terms of animal magnetism. Even though,
hypnosis worked, the theoretical background behind it is now rejected.
Therefore, the possibility arises of what if psychoanalysis is clinically
effective, but not theoretically right. Especially taking into the
considerations of how scientists have arrived at the existing paradigm. Thus,
it is important to justify psychoanalysis from an epistemological point of view.
If
the previous paradigm shift was made on the basis that there is no empirical
evidence of the existence of the mind, there is no reason why scientists should
go back and accept it into their existing model of science. The answer to this
is a dual aspect-monism. This claims that individuals are only made up of one
material, but this can be perceived in two ways, objectively with the help of
neuroscience and subjectively with the help of psychoanalysis. In addition, one
of the reasons why there was a paradigm shift from behaviorism to neuroscience
is because Occam’s razor was rejected and it was understood that individuals
were more complex. The existing model of neuroscience and behavior are also not
complex enough since they do not take into account the subjective human
experience.
In
conclusion, science changes in cycles based on epistemological reasons. This explains
the paradigm shifts from psychoanalysis to behaviorism to neuroscience.
However, by taking different criteria into account, it becomes evident that
psychoanalysis is a superior form of treatment when compared to medication and
CBT in some disorders and equal to others. The fact that it is an individualized
form of treatment and that it incorporates individuals’ subjectivity into the
model might be some of the reasons why psychoanalysis is so effective. Therefore,
a new paradigm on a neuropsychoanalytic model is justified on epistemological
grounds by championing dual-aspect monism and the advantages of psychoanalysis
and neuroscience.
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